Regulatory Information

Legal & Regulatory

Batavian Capital operates under a formal regulatory framework administered by the Cayman Islands Monetary Authority. This page sets out the firm's registration details, regulatory status, and applicable risk disclosures.

Firm Registration

Regulatory Status

Legal Name
Batavian Capital Management CIEC
Registration Number
482857
Regulatory Authority
Cayman Islands Monetary Authority (CIMA)
Jurisdiction
Cayman Islands
Entity Type
Registered Investment Manager
Regulatory Framework
Securities Investment Business Act (SIBA), Cayman Islands
Investment Office
Lange Voorhout, The Hague
Netherlands
CIMA Registry
Compliance Framework

AML & KYC Standards

Batavian Capital Management CIEC operates a comprehensive Anti-Money Laundering (AML) and Know Your Customer (KYC) programme in full compliance with the Cayman Islands Monetary Authority regulations, the Proceeds of Crime Act (Cayman Islands), and applicable Financial Action Task Force (FATF) recommendations.

All investors and counterparties are subject to identity verification, beneficial ownership confirmation, and ongoing monitoring procedures prior to and during the investment relationship.

Proceeds of Crime Act (Cayman Islands)
Securities Investment Business Act (SIBA)
FATF Recommendations — Financial Action Task Force
EU GDPR — Data protection for European counterparties
FATCA & CRS — Automatic exchange of financial information
Risk Disclosures

Material Risk Factors

Investing in alternative investment strategies involves a high degree of risk. Prospective investors should carefully consider the following risk factors before making any investment decision. This is not an exhaustive list and does not constitute investment advice.

Capital Risk

The value of investments can fall as well as rise. Investors may not recover the full amount of their original investment. Past performance is not a reliable indicator of future results.

Illiquidity Risk

Alternative investments are typically illiquid. There may be no secondary market for interests, and investors may be unable to realise their investment within a desired timeframe.

Concentration Risk

Batavian Capital Management CIEC strategies may hold concentrated positions in a limited number of assets or sectors. Adverse developments affecting a single position may have a significant impact on overall performance.

Credit & Counterparty Risk

Private credit and asset-backed investments involve the risk that a borrower or counterparty may default on their obligations. While all positions are structured with security packages, collateral values may decline.

Valuation Risk

Private assets may be difficult to value accurately. NAV calculations are based on estimates and may not reflect realisable values. Valuations may be subject to significant uncertainty.

Regulatory & Legal Risk

Changes in applicable laws, regulations or tax treatment may adversely affect the structure, value or returns of an investment. Regulatory regimes governing private capital are subject to evolution.

Important Notices

General Disclaimer

This website and any materials herein are published by Batavian Capital Management CIEC for informational purposes only and do not constitute an offer, solicitation, or recommendation to buy or sell any investment product or service in any jurisdiction.

The information contained herein does not constitute investment, legal, accounting, tax or other professional advice. Prospective investors should consult their own advisers before making any investment decision.

The Access Pool and investment mandates operated by Batavian Capital Management CIEC are available exclusively to professional investors, qualified investors, and eligible counterparties as defined under applicable regulation. They are not available to retail investors unless specifically approved following a suitability assessment.

Batavian Capital Management CIEC is registered under registration number 482857 and regulated by the Cayman Islands Monetary Authority (CIMA) under the Securities Investment Business Act (SIBA). Regulatory enquiries may be directed to www.cima.ky.

Data Protection

Privacy & Data Policy

Batavian Capital Management CIEC processes personal data in accordance with applicable data protection legislation, including the EU General Data Protection Regulation (GDPR) as applicable to European counterparties and investors. Data is collected and processed solely for the purposes of investor onboarding, regulatory compliance, and ongoing relationship management.

Personal data is not sold, transferred, or shared with third parties for commercial or advertising purposes. Investors and counterparties may request access to, rectification of, or erasure of their personal data by contacting info@bataviancapital.com.

Regulatory Enquiries
For compliance or regulatory matters: info@bataviancapital.com
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